Thomas J. Long
Professional summary
Thomas J Long III, who also goes by T. J. Long III, Thomas J Long, is a registered financial advisor currently at KEEL & LONG FINANCIAL MANAGEMENT, LLC located in Greenville, North Carolina.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Thomas has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas J Long III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2018 - Present
KEEL & LONG FINANCIAL MANAGEMENT, LLC
Office #1: 2408 Charles Blvd Suite 4, Greenville, NC 27858December 15, 2015 - March 8, 2018
FIRST COMMAND ADVISORY SERVICES
February 12, 2013 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
July 15, 2011 - March 8, 2018
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/23/2018)
Exams
Current Firm
KEEL & LONG FINANCIAL MANAGEMENT, LLC
CRD#: 292851 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 155 |
| AUM (Assets Under Management) | $ 66,000,000 |
Red Flags
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