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SL

Sarah Lee

ETORO USA SECURITIES
Overland Park, KS
Some features on this profile are disabled
CRD#: 5905049
SL

Professional summary

Sarah Lee, who also goes by Sarah May Kern, Sarah May Lee, is a registered financial professional currently at ETORO USA SECURITIES INC. located in Overland Park, Kansas.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2011. Sarah has worked at 10 firms and has passed the Series 63, Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sarah May Kern | Sarah May Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Lee's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2026 - Present

ETORO USA SECURITIES INC.

BD
CRD#: 298361
Overland Park, KS
Past

November 19, 2021 - August 21, 2025

ACORNS

RIA
CRD#: 165926
Overland Park, KS
Past

November 18, 2021 - August 21, 2025

ACORNS SECURITIES, LLC

BD
CRD#: 168172
IRVINE, CA
Past

March 26, 2021 - October 6, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
OVERLAND PARK, KS
Past

March 26, 2021 - October 6, 2021

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
OVERLAND PARK, KS
Past

March 18, 2019 - March 23, 2021

CREATIVEONE SECURITIES, LLC

RIA
CRD#: 152974
OVERLAND PARK, KS
Past

March 18, 2019 - March 23, 2021

CREATIVEONE SECURITIES, LLC

BD
CRD#: 152974
OVERLAND PARK, KS
Past

November 1, 2018 - February 21, 2019

MUTUAL SECURITIES, INC.

BD
CRD#: 13092
Overland Park, KS
Past

September 5, 2018 - March 13, 2019

FINANCIAL PARTNERS GROUP, INC.

RIA
CRD#: 288644
OVERLAND PARK, KS
Past

November 20, 2015 - April 10, 2018

NUANCE INVESTMENTS, LLC

RIA
CRD#: 148534
KANSAS CITY, MO
Past

March 8, 2013 - January 14, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
LEAWOOD, KS
Past

March 8, 2013 - January 14, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
LEAWOOD, KS
Past

March 5, 2012 - December 21, 2012

CETERA ADVISORS LLC

RIA
CRD#: 10299
OVERLAND PARK, KS
Past

August 26, 2011 - December 21, 2012

CETERA ADVISORS LLC

BD
CRD#: 10299
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/18/2026)
RR
Alaska
(5/18/2026)
RR
Arizona
(5/18/2026)
RR
Arkansas
(5/18/2026)
RR
California
(5/18/2026)
RR
Colorado
(5/18/2026)
RR
Connecticut
(5/18/2026)
RR
Delaware
(5/18/2026)
RR
District of Columbia
(5/18/2026)
RR
Florida
(5/18/2026)
RR
Georgia
(5/18/2026)
RR
Hawaii
(5/18/2026)
RR
Idaho
(5/18/2026)
RR
Illinois
(5/18/2026)
RR
Indiana
(5/18/2026)
RR
Iowa
(5/18/2026)
RR
Kansas
(5/18/2026)
RR
Kentucky
(5/18/2026)
RR
Louisiana
(5/18/2026)
RR
Maine
(5/18/2026)
RR
Maryland
(5/18/2026)
RR
Massachusetts
(5/18/2026)
RR
Michigan
(5/18/2026)
RR
Minnesota
(5/18/2026)
RR
Mississippi
(5/18/2026)
RR
Missouri
(5/18/2026)
RR
Montana
(5/18/2026)
RR
Nebraska
(5/18/2026)
RR
Nevada
(5/18/2026)
RR
New Hampshire
(5/18/2026)
RR
New Jersey
(5/18/2026)
RR
New Mexico
(5/18/2026)
RR
New York
(5/18/2026)
RR
North Carolina
(5/18/2026)
RR
North Dakota
(5/18/2026)
RR
Ohio
(5/19/2026)
RR
Oklahoma
(5/18/2026)
RR
Oregon
(5/18/2026)
RR
Pennsylvania
(5/18/2026)
RR
Puerto Rico
(5/18/2026)
RR
Rhode Island
(5/18/2026)
RR
South Carolina
(5/18/2026)
RR
South Dakota
(5/18/2026)
RR
Tennessee
(5/18/2026)
RR
Texas
(5/18/2026)
RR
Utah
(5/18/2026)
RR
Vermont
(5/18/2026)
RR
Virgin Islands
(5/18/2026)
RR
Virginia
(5/18/2026)
RR
Washington
(5/18/2026)
RR
West Virginia
(5/18/2026)
RR
Wisconsin
(5/18/2026)
RR
Wyoming
(5/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/25/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/2/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/25/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/28/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EU
ETORO USA SECURITIES INC.
ETORO USA SECURITIES INC.

CRD#: 298361 / SEC#: , 8-70212

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Loading...

Contact information

Main Address
221 River Street 9th Floor, Hoboken, NJ 07030
Mailing Address
221 River Street 9th Floor, Hoboken, NJ 07030
Phone number
+1 (201) 479-0267
Established
Delaware since 07/20/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ETORO US TRADING LLCSHAREHOLDER
BEN-SIMON, TAL DAVIDDIRECTOR7994172
BIRON, ZIVDIRECTOR7306620
DIMAGGIO, CHARLIE FFINOP6023789
INBAR, SHIRAZDIRECTOR8182973
MCCORMICK, ANDREW MICHAELCEO/HEAD OF US/ PRESIDENT/ DIRECTOR6706923
MURPHY, NICOLE SUZANNECCO/DIRECTOR5461537
TENNEKOON, ALAINUS HEAD OF OPERATIONS AND SERVICE5296665

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ETORO USA SECURITIES INC.

CRD#: 298361Overland Park, KS

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