Colin J. Robichaud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin James Robichaud MR., who also goes by Colin James Robichaud, was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 2012. Colin had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2017 - August 7, 2024
PTP SECURITIES, LLC
September 23, 2013 - November 20, 2017
PUTNAM INVESTMENT MANAGEMENT, LLC
September 17, 2013 - November 20, 2017
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
October 19, 2012 - May 20, 2013
MORGAN STANLEY
August 13, 2012 - May 20, 2013
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
PTP SECURITIES, LLC
CRD#: 136832 / SEC#: , 8-67059
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
