Robert Anthony Beargie
Professional Summary
Robert Anthony Beargie is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Pensacola, Florida. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Robert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
UBS FINANCIAL SERVICES INC.
CASCARA FINANCIAL PLANNING LLC
VALIC FINANCIAL ADVISORS, INC.
STONEX FINANCIAL INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS FINANCIAL SERVICES INC.
CASCARA FINANCIAL PLANNING LLC
VALIC FINANCIAL ADVISORS, INC.
STONEX FINANCIAL INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS FINANCIAL SERVICES INC.
CASCARA FINANCIAL PLANNING LLC
VALIC FINANCIAL ADVISORS, INC.
STONEX FINANCIAL INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS FINANCIAL SERVICES INC.
CASCARA FINANCIAL PLANNING LLC
VALIC FINANCIAL ADVISORS, INC.
STONEX FINANCIAL INC.
Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
UBS FINANCIAL SERVICES INC.
CASCARA FINANCIAL PLANNING LLC
VALIC FINANCIAL ADVISORS, INC.
STONEX FINANCIAL INC.
Current Firm
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031Phone Number
(855) 340-2514# of Employees
150SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
15,795AUM (Assets Under Management)
$2,496,202,761Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | Cover Page | Report |
Similar Advisors
UBS FINANCIAL SERVICES INC.
CASCARA FINANCIAL PLANNING LLC
VALIC FINANCIAL ADVISORS, INC.
STONEX FINANCIAL INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
UBS FINANCIAL SERVICES INC.
CASCARA FINANCIAL PLANNING LLC
VALIC FINANCIAL ADVISORS, INC.
STONEX FINANCIAL INC.
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
(1/24/2020)
(1/22/2021)
(2/15/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
UBS FINANCIAL SERVICES INC.
CASCARA FINANCIAL PLANNING LLC
VALIC FINANCIAL ADVISORS, INC.
STONEX FINANCIAL INC.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Anthony Beargie's CRS (Customer Relationship Summary).
Similar Advisors
UBS FINANCIAL SERVICES INC.
CASCARA FINANCIAL PLANNING LLC
VALIC FINANCIAL ADVISORS, INC.
STONEX FINANCIAL INC.