Bill F. Curren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bill Foster Curren was a registered financial professional .
Bill is a previously registered financial professional and started their career in finance in 1969. Bill had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 16, PC, Series 1, Series 53, Series 27, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2017 - May 15, 2019
CANTELLA & CO., INC.
July 17, 2017 - May 15, 2019
CANTELLA & CO., INC.
January 29, 2010 - December 29, 2017
BRIDGECORP INVESTMENT MANAGEMENT
April 22, 1997 - December 31, 2009
BRIDGECORP INVESTMENT MANAGEMENT
July 16, 1990 - November 27, 2017
CURREN & COMPANY
November 7, 1989 - July 31, 1990
TITAN/VALUE EQUITIES GROUP, INC.
September 30, 1989 - September 30, 1989
ADVEST, INC.
September 28, 1989 - November 7, 1989
VALUE EQUITIES CORPORATION
August 30, 1983 - September 30, 1989
NEWHARD, COOK & CO. INCORPORATED
August 27, 1973 - October 25, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
August 21, 1972 - November 15, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
August 6, 1969 - November 9, 1973
CALIFORNIA INVESTORS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/26/1977
AMEX Put and Call ExamSeries 1
Date: 5/15/1969
Registered Representative ExaminationSeries 8
Date: 1/26/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
