Phillip W. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Womack Davis, who also goes by Phil Davis, was a registered financial advisor .
Phillip is a previously registered financial advisor and started their career in finance in 2011. Phillip had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2019 - August 22, 2019
USAA FINANCIAL ADVISORS, INC.
September 19, 2017 - August 31, 2018
ALLSTATE FINANCIAL SERVICES, LLC
October 8, 2015 - September 11, 2017
NYLIFE SECURITIES LLC
December 19, 2013 - July 20, 2015
USAA FINANCIAL PLANNING SERVICES
November 11, 2013 - July 20, 2015
USAA FINANCIAL ADVISORS, INC.
June 7, 2011 - March 20, 2012
MORGAN STANLEY
May 5, 2011 - March 20, 2012
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
