Michael P. Wooten
Professional summary
Michael Patrick Wooten JR, who also goes by Michael Patrick Wooten, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Omaha, Nebraska.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Patrick Wooten JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2019 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 6750 Mercy Road, Omaha, NE 68106December 1, 2017 - June 3, 2019
TD AMERITRADE, INC.
December 1, 2017 - June 3, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 1, 2017 - June 3, 2019
TD AMERITRADE, INC.
October 2, 2014 - July 10, 2017
NORTHERN LIGHTS DISTRIBUTORS, LLC
September 18, 2014 - September 16, 2016
ORION PORTFOLIO SOLUTIONS, LLC
June 14, 2013 - September 15, 2014
FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.
February 6, 2012 - December 12, 2012
FARMERS FINANCIAL SOLUTIONS, LLC
August 1, 2011 - September 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 26, 2011 - September 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2025)
(1/7/2025)
(1/7/2025)
(1/7/2025)
(5/30/2019)
(1/7/2025)
(1/7/2025)
(1/7/2025)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452Omaha, NE 68106TRUST BUT VERIFY
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