Nathan A. Forristal-garcia

STRATEGIC WEALTH PARTNERS, LTD.

Columbia, MD 21045

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CRD#: 5904611

Professional summary

Nathan Angel Forristal-garcia, CFP®, who also goes by Nathan Forristal-garcia, Nathan Garcia, is a registered financial advisor currently at STRATEGIC WEALTH PARTNERS, LTD. located in Columbia, Maryland.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nathan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathan Forristal-Garcia | Nathan Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAVRIK DIGITAL - NOT INVESTMENT RELATED P.O. BOX 261 ODENTON, MD 21113 DIGITAL MARKETING & ADVERTISING OWNER, 1/2017, 40 HRS./MO. 0 DURING SECURITY TRADING HOURS MANAGE CLIENT RELATIONSHIPS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Angel Forristal-garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

October 11, 2017 - Present

STRATEGIC WEALTH PARTNERS, LTD.

Office #1: 5850 Waterloo Road Suite 140, Columbia, MD 21045

RIA

CRD#: 148586

Columbia, MD

Past

March 31, 2015 - October 13, 2017

WESTBOURNE INVESTMENTS, INC.

RIA

CRD#: 37499

ALEXANDRIA, VA

Past

March 10, 2014 - March 25, 2015

CAMPBELL WEALTH MANAGEMENT, INC.

RIA

CRD#: 152956

ALEXANDRIA, VA

Past

October 1, 2013 - September 26, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

ALEXANDRIA, VA

Past

October 1, 2013 - March 30, 2015

LPL FINANCIAL LLC

CRD#: 6413

ALEXANDRIA, VA

Past

February 7, 2013 - September 3, 2013

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HUNT VALLEY, MD

Past

January 15, 2013 - September 3, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

HUNT VALLEY, MD

Past

March 15, 2012 - November 8, 2012

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

ROCKVILLE, MD

Past

October 7, 2011 - November 8, 2012

PARK AVENUE SECURITIES LLC

CRD#: 46173

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH PARTNERS, LTD.

NAME 413 | STRATEGIC WEALTH PARTNERS, LTD. | SAMARA CAPITAL

CRD#: 148586 / SEC#: 801-79487

RIA

Registered Investment Advisory firm - (4/14/2014 Approved)

California

Registered Investment Advisory firm - (6/1/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/2/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/25/2018)

IAR

Ohio
(10/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/19/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2011

General Securities Representative Examination

Current Firm

STRATEGIC WEALTH PARTNERS, LTD.

NAME 413 | STRATEGIC WEALTH PARTNERS, LTD. | SAMARA CAPITAL

CRD#: 148586 / SEC#: 801-79487

RIA

Registered Investment Advisory firm - (4/14/2014 Approved)

California

Registered Investment Advisory firm - (6/1/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/9/2014 Terminated)

Ohio

Registered Investment Advisory firm - (5/2/2014 Terminated)

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Contact information

Main Address

5005 Rockside Road Suite 1200, Independence, OH 44131-6829

Mailing Address

Phone number

(216) 800-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWP FORM ADV, PART 2A DTD 03-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,669
AUM (Assets Under Management)	$ 1,324,195,489

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nathan A. Forristal-garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Angel Forristal-garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTBOURNE INVESTMENTS, INC.

CAMPBELL WEALTH MANAGEMENT, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

STRATEGIC WEALTH PARTNERS, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/19/2012

SIE

Date: 3/30/2015

Series 7

Date: 10/6/2011

Current Firm

STRATEGIC WEALTH PARTNERS, LTD.

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH PARTNERS, LTD.

TRUST BUT VERIFY

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