Kelly J. Sullivan Noah

CORDIS FINANCIAL

Minneapolis, MN 55413

Some features on this profile are disabled

CRD#: 5904409

Professional summary

Kelly Joy Sullivan Noah, CFP® is a registered financial advisor currently at CORDIS FINANCIAL, LLC located in Minneapolis, Minnesota.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kelly has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Joy Sullivan Noah's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 3, 2025 - Present

CORDIS FINANCIAL, LLC

Office #1: 3001 Broadway Street Ne Suite 100, Minneapolis, MN 55413

RIA

CRD#: 294766

Minneapolis, MN

Past

January 29, 2014 - January 28, 2025

THOMAS L. SULLIVAN

RIA

CRD#: 115437

ROSEVILLE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORDIS FINANCIAL, LLC

CRD#: 294766 / SEC#: 801-113230

RIA

Registered Investment Advisory firm - (5/15/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CORDIS FINANCIAL, LLC

CRD#: 294766 / SEC#: 801-113230

RIA

Registered Investment Advisory firm - (5/15/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3001 Broadway Street Ne Suite 100, Minneapolis, MN 55413

Mailing Address

Phone number

(612) 268-2620

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORDIS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/3/2025)

Regulatory assets under management

Total Number of Accounts	851
AUM (Assets Under Management)	$ 317,629,656

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kelly J. Sullivan Noah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Joy Sullivan Noah's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORDIS FINANCIAL, LLC

THOMAS L. SULLIVAN

Primary Firm SEC Registration

CORDIS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Current Firm

CORDIS FINANCIAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORDIS FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors