AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BG

Brian D. Gibson

THIRD500
Wilmette, IL 60091
Some features on this profile are disabled
CRD#: 5904321
BG

Professional summary

Brian Dean Gibson is a registered financial professional currently at THIRD500, LLC located in Wilmette, Illinois.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Dean Gibson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2015 - Present

THIRD500, LLC

Office #1: 1150 Wilmette Avenue, Wilmette, IL 60091Office #2: 1150 Wilmette Avenue, Wilmette, IL 60091
BD
CRD#: 115542
Wilmette, IL
Past

November 13, 2012 - June 14, 2014

VESTOR CAPITAL, LLC

RIA
CRD#: 165855
CHICAGO, IL
Past

October 14, 2011 - June 14, 2014

VESTOR CAPITAL SECURITIES, LLC

BD
CRD#: 15809
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(3/6/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/4/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/4/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 10/13/2011
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TL
THIRD500, LLC
HEALTHIOS CAPITAL MARKETS, LLC | VECTOR SECURITIES INTERNATIONAL, L.L.C. | THIRD500, LLC

CRD#: 115542 / SEC#: , 8-53489

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1150 Wilmette Avenue, Wilmette, IL 60091
Mailing Address
1150 Wilmette Avenue, Wilmette, IL 60091
Phone number
(847) 400-5001
Established
Delaware since 07/27/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THIRD500 HOLDING PTE LTDHOLDING COMPANY
GIBSON, BRIAN DEANCONTROLLER / FINOP5904321
LOUCKS, DAVID BURTONCEO, CHAIRMAN2593163
REICHENBACH, FREDERICKCHIEF COMPLIANCE OFFICER5844798
REICHENBACH, FREDERICKMANAGING DIRECTOR5844798

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THIRD500, LLC

CRD#: 115542Wilmette, IL 60091

TRUST BUT VERIFY

Monitor Brian Gibson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics