Mark E. Lockyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Edward Lockyer, CFP® was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2011. Mark had worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Indiana University
Bachelors Degree - Finance & Accounting
2010
Experience
October 21, 2025 - August 14, 2026
LOCKYER INVESTMENTS LLC
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 30, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
November 20, 2012 - March 28, 2025
FIDELITY BROKERAGE SERVICES LLC
April 15, 2011 - September 27, 2012
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOCKYER INVESTMENTS LLC
CRD#: 335643 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LOCKYER INVESTMENTS LLC
Vice President, Financial ConsultantCRD#: 335643TRUST BUT VERIFY
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