Mark E. Lockyer

LOCKYER INVESTMENTS | Vice President, Financial Consultant

Evanston, IL

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CRD#: 5904309

Professional summary

Mark Edward Lockyer, CFP® is a registered financial advisor currently at LOCKYER INVESTMENTS LLC located in Evanston, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mark has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Biography

People come to Fidelity for the brand, ethics, and access. People work with me for my honest and unbiased counseling, my experience, and my knowledge of this industry. I advise clients on timely adjustments to their portfolios based on their goals and the current economic and market environment. Together we will create a comprehensive and personalized financial plan based on you and your family's goals.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Lockyer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

Indiana University

Bachelors Degree - Finance & Accounting

2010

Experience

Current

October 21, 2025 - Present

LOCKYER INVESTMENTS LLC

Office #2: 9400 W Higgins Rd Suite 400, Rosemont, IL 60018

RIA

CRD#: 335643

Evanston, IL

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

EVANSTON, IL

Past

January 30, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SCHAUMBURG, IL

Past

November 20, 2012 - March 28, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SCHAUMBURG, IL

Past

April 15, 2011 - September 27, 2012

SIGNATOR INVESTORS, INC.

CRD#: 468

INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/14/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/22/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/14/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LOCKYER INVESTMENTS LLC

LOCKYER INVESTMENTS | LOCKYER INVESTMENTS LLC

CRD#: 335643 / SEC#:

Illinois

Registered Investment Advisory firm - (10/21/2025 Approved)

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Contact information

Main Address

5250 Old Orchard Road Suite 300, Skokie, IL 60077

Mailing Address

Phone number

(847) 282-0318

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Mark E. Lockyer

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Lockyer's CRS (Customer Relationship Summary).

Certified licenses

Education

Indiana University

Experience

LOCKYER INVESTMENTS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2015

Series 66

Date: 12/14/2012

Series 63

Date: 4/22/2011

SIE

Date: 10/1/2018

Series 7

Date: 11/19/2012

Series 6

Date: 4/14/2011

Current Firm

LOCKYER INVESTMENTS LLC

Contact information

Documents

Red Flags

Company Information

LOCKYER INVESTMENTS LLC

TRUST BUT VERIFY

Contact information

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