James A. Milroy

PERSPECTIVE WEALTH ADVISORS

LOVELAND, CO 80538

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CRD#: 5904237

Professional summary

James Alexander Milroy, who also goes by James Milroy, is a registered financial advisor currently at PERSPECTIVE WEALTH ADVISORS located in Loveland, Colorado.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. James has worked at 8 firms and has passed the Series 63, Series 7TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Milroy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Alexander Milroy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2025 - Present

PERSPECTIVE WEALTH ADVISORS

Office #1: 1615 Foxtrail Drive Suite 260, Loveland, CO 80538

RIA

CRD#: 332574

LOVELAND, CO

Past

October 10, 2023 - November 19, 2024

EASTERLY SECURITIES LLC

CRD#: 281103

BEVERLY, MA

Past

February 10, 2022 - March 26, 2024

EASTERLY FUNDS LLC

RIA

CRD#: 281785

Lakewood, CO

Past

October 15, 2019 - October 6, 2023

FDX CAPITAL LLC

CRD#: 119302

Greenwood Village, CO

Past

June 24, 2019 - December 31, 2021

EASTERLY FUNDS LLC

RIA

CRD#: 281785

Lakewood, CO

Past

January 4, 2019 - March 28, 2019

SYNTRINSIC INVESTMENT COUNSEL, LLC.

RIA

CRD#: 147978

DENVER, CO

Past

September 16, 2013 - July 30, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWOOD VILLAGE, CO

Past

June 13, 2011 - June 28, 2011

JOHN THOMAS FINANCIAL

CRD#: 40982

NEW YORK, NY

Past

April 15, 2011 - May 26, 2011

MAX INTERNATIONAL BROKER/DEALER CORP.

CRD#: 46039

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERSPECTIVE WEALTH ADVISORS

PERSPECTIVE WEALTH ADVISORS | PERSPECTIVE WEALTH ADVISORS LLC

CRD#: 332574 / SEC#: 801-131075

RIA

Registered Investment Advisory firm - (9/9/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/5/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/14/2019

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 9/16/2013

General Securities Representative Examination

Current Firm

PERSPECTIVE WEALTH ADVISORS

PERSPECTIVE WEALTH ADVISORS | PERSPECTIVE WEALTH ADVISORS LLC

CRD#: 332574 / SEC#: 801-131075

RIA

Registered Investment Advisory firm - (9/9/2024 Approved)

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Contact information

Main Address

1615 Foxtrail Drive Suite 260, Loveland, CO 80538

Mailing Address

Phone number

(970) 732-7975

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	657
AUM (Assets Under Management)	$ 113,069,712

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James A. Milroy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Alexander Milroy's CRS (Customer Relationship Summary).

Certified licenses

Experience

EASTERLY SECURITIES LLC

EASTERLY FUNDS LLC

FDX CAPITAL LLC

EASTERLY FUNDS LLC

SYNTRINSIC INVESTMENT COUNSEL, LLC.

FIDELITY BROKERAGE SERVICES LLC

JOHN THOMAS FINANCIAL

MAX INTERNATIONAL BROKER/DEALER CORP.

Primary Firm SEC Registration

PERSPECTIVE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/5/2024

Series 7TO

Date: 10/14/2019

Series 7

Date: 9/16/2013

Current Firm

PERSPECTIVE WEALTH ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PERSPECTIVE WEALTH ADVISORS

TRUST BUT VERIFY

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