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AM

Accursio V. Marciante

Some features on this profile are disabled
CRD#: 5904091
AM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Accursio Vincenzo Marciante, who also goes by Accursio Marciante, was a registered financial professional .

Accursio is a previously registered financial professional and started their career in finance in 2012. Accursio had worked at 3 firms and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Accursio Marciante

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 29, 2022 - January 17, 2023

CARTA SECURITIES, LLC

BD
CRD#: 282086
New York, NY
Past

April 17, 2014 - June 10, 2022

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

BD
CRD#: 130847
NEW YORK, NY
Past

September 17, 2012 - February 20, 2013

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/14/2012
Operations Professional Examination

Current Firm

CS
CARTA SECURITIES, LLC
CARTA SECURITIES, LLC | ESHARES SECURITIES, LLC

CRD#: 282086 / SEC#: , 8-69701

BD
Terminated by SEC on 12/10/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/13/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ESHARES, INC. DBA CARTA, INC.SOLE MEMBER
DEPALMA, ROSEMARY ANNCHIEF COMPLIANCE OFFICER1103302
KIM, DAVID SUNG JOOCEO/MANAGER7092850
MIALHE, EDOUARD NMNFINOP / PRINCIPAL FINANCIAL OFFICER6864320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARTA SECURITIES, LLC

CRD#: 282086

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