Emmett D. Walsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emmett Dowdall Walsh was a registered financial professional .
Emmett is a previously registered financial professional and started their career in finance in 2011. Emmett had worked at 3 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2014 - February 20, 2018
SALIENT CAPITAL ADVISORS, LLC
October 15, 2014 - February 20, 2018
SALIENT CAPITAL L.P.
September 15, 2011 - August 15, 2012
BARRINGTON STRATEGIC WEALTH MANAGEMENT GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SALIENT CAPITAL ADVISORS, LLC
CRD#: 153914 / SEC#: 801-71482
Contact information
Regulatory assets under management
| Total Number of Accounts | 337 |
| AUM (Assets Under Management) | $ 2,093,792,845 |
Red Flags
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