Mark E. Fetterolf

MY FINANCIAL COACH

Midland, MI 48642

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CRD#: 5903834

Professional summary

Mark Edward Fetterolf, who also goes by Mark E Fetterolf, is a registered financial advisor currently at MY FINANCIAL COACH, LLC located in Midland, Michigan.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark E Fetterolf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Ownership; Multi-Family; East Lansing, MI; Investment Related; Jan 2012/ Single Family; Midland, MI; Investment Related; June 2010/ Lot/Land; midland, MI; Not Investment Related; June 2014. Licensed insurance agent; INVESTMENT RELATED: YES; 3320 RIDGECREST RD, SUITE 300, MIDLAND, MI 48642; MARK FETTEROLF IS LICENSED TO SELL INSURANCE AND WILL BEGIN SELLING INSURANCE; DUTIES: SELL INSURANCE; 2019-07-16; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 1; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 3.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Fetterolf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2018 - Present

MY FINANCIAL COACH, LLC

Office #1: 3320 Ridgecrest Road Suite 300, Midland, MI 48642

RIA

CRD#: 290344

Midland, MI

Past

June 1, 2015 - March 15, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Midland, MI

Past

May 29, 2015 - March 15, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Midland, MI

Past

July 11, 2014 - June 1, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

MIDLAND, MI

Past

July 10, 2014 - June 1, 2015

LPL FINANCIAL LLC

CRD#: 6413

MIDLAND, MI

Past

July 29, 2011 - July 8, 2014

EDWARD JONES

RIA

CRD#: 250

SAGINAW, MI

Past

May 12, 2011 - July 8, 2014

EDWARD JONES

CRD#: 250

SAGINAW, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(3/14/2018)

IAR

Michigan
(3/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2011

General Securities Representative Examination

Current Firm

MY FINANCIAL COACH, LLC

CRD#: 290344 / SEC#:

Colorado

Registered Investment Advisory firm - (12/16/2024 Terminated)

Florida

Registered Investment Advisory firm - (12/11/2024 Terminated)

Georgia

Registered Investment Advisory firm - (12/13/2024 Terminated)

Hawaii

Registered Investment Advisory firm - (2/16/2018 Approved)

Louisiana

Registered Investment Advisory firm - (12/11/2024 Terminated)

Michigan

Registered Investment Advisory firm - (1/3/2018 Approved)

North Carolina

Registered Investment Advisory firm - (12/17/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3320 Ridgecrest Road Suite 300, Midland, MI 48642

Mailing Address

Phone number

(989) 239-5189

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 45,091,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark E. Fetterolf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Fetterolf's CRS (Customer Relationship Summary).

Certified licenses

Experience

MY FINANCIAL COACH, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2011

SIE

Date: 3/15/2018

Series 7

Date: 5/11/2011

Current Firm

MY FINANCIAL COACH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MY FINANCIAL COACH, LLC

TRUST BUT VERIFY

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