Paul M. Baily

PALMETTO PRIVATE WEALTH

Spartanburg, SC 29306

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CRD#: 5903832

Professional summary

Paul Michael Baily is a registered financial advisor currently at PALMETTO PRIVATE WEALTH, LLC located in Spartanburg, South Carolina.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Paul has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 3/23/2018 - Palmetto Private Holdings, LLC - Not Investment Related - 200 Old Salem Rd, Moore, SC 29369 - Real Estate Rental - Started 02/26/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 2. Licensed insurance professional; same address; not investment-related. Less than 10% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Baily's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2024 - Present

PALMETTO PRIVATE WEALTH, LLC

Office #1: 1200 John B. White Sr. Blvd., Spartanburg, SC 29306

RIA

CRD#: 328052

Spartanburg, SC

Past

March 30, 2017 - February 12, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPARTANBURG, SC

Past

March 30, 2017 - February 12, 2024

LPL FINANCIAL LLC

CRD#: 6413

SPARTANBURG, SC

Past

July 26, 2011 - March 31, 2017

EDWARD JONES

RIA

CRD#: 250

SPARTANBURG, SC

Past

May 13, 2011 - March 31, 2017

EDWARD JONES

CRD#: 250

SPARTANBURG, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/12/2024)

IAR

South Carolina
(2/1/2024)

IAR

Texas
(5/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2011

General Securities Representative Examination

Current Firm

PALMETTO PRIVATE WEALTH, LLC

PALMETTO PRIVATE WEALTH ADVISORS, LLC | PALMETTO PRIVATE WEALTH, LLC

CRD#: 328052 / SEC#:

North Carolina

Registered Investment Advisory firm - (2/9/2024 Approved)

South Carolina

Registered Investment Advisory firm - (12/21/2023 Approved)

Texas

Registered Investment Advisory firm - (4/18/2024 Conditional Restricted)

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Contact information

Main Address

1200 John B. White Sr. Blvd., Spartanburg, SC 29306

Mailing Address

Phone number

(864) 804-6640

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	399
AUM (Assets Under Management)	$ 49,145,745

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul M. Baily

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Baily's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALMETTO PRIVATE WEALTH, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2011

Current Firm

PALMETTO PRIVATE WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PALMETTO PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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