Armen A. Grigorian

REDMOUNT CAPITAL PARTNERS LLC

Newport Beach, CA 92660

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CRD#: 5903547

Professional summary

Armen A Grigorian, who also goes by Armen Arshaki Grigorian, is a registered financial advisor currently at REDMOUNT CAPITAL PARTNERS LLC located in Newport Beach, California.

Armen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Armen has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Armen Arshaki Grigorian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE AGENT; APPROX 10% OF TIME; INVESTMENT RELATED. (2) SELLWISE INC.; NO; NEWPORT BEACH, CA; BUSINESS DATE & ANALYTICS; TREASURER/SECRETARY; 07/2025; 20/ HRS MO; 20/ HRS MO;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Armen A Grigorian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2015 - Present

REDMOUNT CAPITAL PARTNERS LLC

Office #1: 23 Corporate Plaza Dr. Suite 150, Newport Beach, CA 92660

RIA

CRD#: 174198

Newport Beach, CA

Past

March 4, 2013 - February 5, 2015

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

IRVINE, CA

Past

March 1, 2013 - February 5, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

IRVINE, CA

Past

June 1, 2011 - March 1, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEWPORT BEACH, CA

Past

April 29, 2011 - March 1, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/28/2015)

IAR

New Jersey
(2/3/2015)

IAR

Texas
(9/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/31/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/2011

General Securities Representative Examination

Current Firm

REDMOUNT CAPITAL PARTNERS LLC

CRD#: 174198 / SEC#:

California

Registered Investment Advisory firm - (1/28/2015 Approved)

New Jersey

Registered Investment Advisory firm - (2/3/2015 Approved)

New York

Registered Investment Advisory firm - (12/31/2019 Terminated)

Texas

Registered Investment Advisory firm - (10/11/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

23 Corporate Plaza Dr. Suite 150, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 478-3512

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 38,885,002

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Armen A. Grigorian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Armen A Grigorian's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDMOUNT CAPITAL PARTNERS LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/31/2011

SIE

Date: 2/5/2015

Series 7

Date: 4/28/2011

Current Firm

REDMOUNT CAPITAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REDMOUNT CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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