Andrew G. Lynch

PEAK WEALTH GROUP LLC

Wake Forest, NC 27587

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CRD#: 5903027

Professional summary

Andrew Gilbert Lynch, who also goes by Drew Lynch, is a registered financial advisor currently at PEAK WEALTH GROUP LLC located in Wake Forest, North Carolina.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Andrew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Drew Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Capital Marketing Group: Assist Life Insurance Agents with Case Design and Estate Planning. Foundation for Legacy Planning: Assist Donors with their charitable planning and charitable gifts. Lynch Financial Consultants: Independent Financial Planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Gilbert Lynch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2016 - Present

PEAK WEALTH GROUP LLC

Office #1: 3319 Heritage Trade Dr Suite 101, Wake Forest, NC 27587

RIA

CRD#: 150003

Wake Forest, NC

Past

July 2, 2015 - August 11, 2017

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

Raleigh, NC

Past

October 16, 2013 - December 22, 2014

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

RALEIGH, NC

Past

February 26, 2013 - December 22, 2014

SIGNATOR INVESTORS, INC.

CRD#: 468

RALEIGH, NC

Past

July 17, 2012 - December 12, 2012

NYLIFE SECURITIES LLC

CRD#: 5167

RALEIGH, NC

Past

November 15, 2011 - May 17, 2012

WADDELL & REED

RIA

CRD#: 866

RALEIGH, NC

Past

October 25, 2011 - May 17, 2012

WADDELL & REED

CRD#: 866

RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/16/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2011

General Securities Representative Examination

Current Firm

PEAK WEALTH GROUP LLC

NAME 904 | PEAKPORTFOLIO | PEAK WEALTH GROUP, LLC | PEAK WEALTH GROUP LLC | PEAK BROKERAGE SERVICES, LLC

CRD#: 150003 / SEC#:

Alabama

Registered Investment Advisory firm - (12/13/2013 Terminated)

Florida

Registered Investment Advisory firm - (1/23/2012 Approved)

Georgia

Registered Investment Advisory firm - (12/31/2011 Approved)

Missouri

Registered Investment Advisory firm - (2/3/2014 Approved)

North Carolina

Registered Investment Advisory firm - (9/18/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4475 Us Hwy 1 South Suite 206, St. Augustine, FL 32086

Mailing Address

Phone number

(904) 679-4586

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 37,239,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew G. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Gilbert Lynch's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK WEALTH GROUP LLC

PEAK BROKERAGE SERVICES, LLC

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

NYLIFE SECURITIES LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2011

SIE

Date: 8/11/2017

Series 7

Date: 10/24/2011

Current Firm

PEAK WEALTH GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEAK WEALTH GROUP LLC

TRUST BUT VERIFY

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