BH

Benjamin B. Hancock

Some features on this profile are disabled
CRD#: 5902914
BH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Benjamin Barrera Hancock was a registered financial professional .

Benjamin is a previously registered financial professional and started their career in finance in 2011. Benjamin had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 20, 2011 - January 7, 2015

MCMILLIAN ADVISOR MULTI FAMILY OFFICES

RIA
CRD#: 147970
DENVER, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


MA
MCMILLIAN ADVISOR MULTI FAMILY OFFICES
CANNABIS CAPITAL GROWTH | QUALITAS WEALTH COUNSEL LLC | QUALITAS WEALTH COUNSEL | MCMILLIAN ADVISOR MULTI FAMILY OFFICES | MCMILLAN COMPANY INVESTMENT ADVISERS | MCMILLAN CAPITAL MANAGEMENT GROUP & INDICORE CAPITAL | MCMILLAN CAPITAL MANAGEMENT GROUP | MCMILLAN ADVISOR MULTI FAMILY OFFICES

CRD#: 147970 / SEC#: 801-69538

PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
600 17th Street Suite 2800 South, Denver, CO 80202-5428
Mailing Address
28202 Cabot Road Suite 300, Laguna Niguel, CA 92677
Phone number
(949) 616-6167
Established
Firm type
Fiscal year end
# of Employees
2

Regulatory assets under management


Total Number of Accounts79
AUM (Assets Under Management)$ 9,504,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCMILLIAN ADVISOR MULTI FAMILY OFFICES

CRD#: 147970

TRUST BUT VERIFY

Monitor Benjamin Hancock

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.