JT
Jon F. Thoms
AVANTAX PLANNING PARTNERS
Dubuque, IA 52002
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CRD#: 5902822
JT
Professional summary
Jon F Thoms, who also goes by Jon Thoms, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Dubuque, Iowa.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jon has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Thoms
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HONKAMP KRUEGER & CO PC 908 W 35th St, Davenport IA 52806; NON-INVES RELATED FULL SERVICE PUBLIC ACCt & CONSUlt; CPA/PARTNER 08/1998; 160+ HRS PER MO; MOST ALL OF MY HOURS ARE DURING TRADING HRS; PARTNER AND MANAGER OF OFFICE//HONKAMP KRUEGER FIN. Svs, INC. INVESTMENT RELATED; 908 W 35th St, Davenport, IA 52806 FINANCIAL SERVICES CO PROVIDING BROKERAGE, INS, MONEY MNGMT AND RETIREMENT PLANNING SERVICES; PARTNER 08/1998 4 HRS PER MO ALL 4 HOURS DURING TRADING HOURS PARTNER/DIRECTOR NO DIRECT MANAGEMENT RESPONSIBILITIES HKFS BUILDING LLC; NON-INVT RELATED;908 W 35th St, Davenport, IA 52806; REAL ESTATE HOLDING COMPANY; PARTNER, 01/2011; 1 HR PER MO; NO HOURS DURING TRADING HOURS; PARTNER, NO DIRECT MANAGEMENT RESPONSIBILITIES.//LAW BUILDING CO. NON-INVESTMENT RELATED; 908 W 35th St, Davenport, IA 52806 REAL ESTATE HOLDING CO; PARTNER; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; PARTNER, NO DIRECT MANAGEMENT RESPONSIBILITIES//HONKAMP KRUEGER FIN SVS, INC. INVESTMENT RELATED; 908 W 35th St, Davenport, IA 52806;FIN SVS COMPANY PROVIDING BROKERAGE, INSURANCE, MONEY MNGMT AND RETIREMENT PLANNING SERVICES; INVESTMENT ADVISOR REP (IAR); 05/2014; INVESTMENT ADVISOR REP.//CLINTON REGIONAL DVLPMNT CORP POSITION: BOARD MEMBER NATURE: ECONOMIC DEVELOPMENT INVESTMENT RELATED: NO # OF HRS: 2 INVESTMENT RELATED HRS: 0 03/01/2013: 144 8TH AVE S, CLINTON IA 52732 ECONOMIC DEVELOPMENT ACTIVITIES IN AND AROUND THE CLINTON, IOWA REGION //COMMUNITY FOUNDATION RIVER BLUFF BOARD MEMBER NATURE: FUNDRAISING INVESTMENT RELATED: NO # OF HRS: 2 INVESTMENT RELATED HRS: 0/ 06/01/2014 P. O. BOX 1152 CLINTON IA 52732 COMMUNITY FOUNDATION STRIVES TO PROVIDE A PROCESS THAT CHARITABLE CONTRIBUTIONS CAN BE ACCUMULATED AND PROFESSIONALLY MANAGED TO PROVIDE FOR THE GOALS AS DIRECTED BY DONORS //CS 2016, LLC member NATURE: investment INV RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 07/01/2016 ADDRESS: 127 Riverside, Bellevue IA 52031 Investment Holding company for member units of a Hotel DEVMT // FM INVESTMENTS LLC: member NATURE: investment company restaurant INVESTMENT RELATED: No #OF HRS: 1 SECURITIES TRADING HRS: 0 09/01/2017 908 W 35th, Davenport IA 52806 DESCRIPTION: holding company opened to hold a 10% interest in a franchsie food restaurants in Iowa and Illinois //HONKAMP KRUEGER & CO., P.C. Partner Public Accounting INVESTMENT RELATED: No # OF HRS: 160 SECURITIES TRADING HRS: 160 08/17/1998 908 W 35th St Davenport IA 52806 /Full service public accounting and business consulting. Partner in charge of the Clinton, Iowa office //FM INVESTMENTS LLC member NATURE: investment company restaurant INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 09/01/2017 ADDRESS: 908 W 35th,Davenport IA 52806 holding company opened to hold a 10% interest in a franchise food restaurants in Iowa and Illinois ST JOHNS LUTHERAN CHURCH INVESTMENT COMMITTEE MEMBER AND CHURCH COUNCIL MEMBER committee member/ church INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 300 South 3rd Street, Bellevue IA 52031 Member of the Church Council Member of the Church Investment Committee dealing with 1 checking account (limited transactions), 1 money market account (limited transactions) in which transactions are approved by congregational authority and by the 3 member committee. In addition to the transaction accounts there are current 3 CD's an investment account with the ELCA mission fund and a closely held elder care center in which the received as part of an estate greater than 15 years ago. JPL HOLDINGS LLC/ member/ Rental Real Estate INVM rel/ Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 09/01/2019 127 Riverside, Bellevue IA 52031, owns farmland negotiates terms for the rental arrangements, collects rents and pay bills as required HKP HOLDINGS, INC. owner/Holding Company Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 05/01/2019 2345 JFK Road, Dubuque IA 52001, United States see 1.1.1 above.
CRS (Client Relationship Summary) - RIA
Click below to view Jon F Thoms's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2014 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 2345 Jfk Road, Dubuque, IA 52002RIA
CRD#: 106237
Dubuque, IA
Past
May 27, 2014 - November 11, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
DAVENPORT, IA
Past
January 4, 2014 - October 1, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
DAVENPORT, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(5/29/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Dubuque, IA 52002TRUST BUT VERIFY
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