Zachary T. Bader
Professional summary
Zachary T. Bader was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Zachary is a previously registered financial professional and started their career in finance in 2011. Prior to being barred, Zachary had worked at 3 firms, which includes NATIONAL SECURITIES CORPORATION, CRAIG SCOTT CAPITAL LLC, BROOKSTONE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2013 - August 19, 2014
NATIONAL SECURITIES CORPORATION
February 7, 2012 - August 19, 2013
CRAIG SCOTT CAPITAL, LLC
March 28, 2011 - February 3, 2012
BROOKSTONE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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