Barbara L. Battin
Professional summary
Barbara Louise Battin, who also goes by Barbara Louise Yost, Barbara Louise Yost, is a registered financial advisor currently at CONFLUENCE FINANCIAL PARTNERS located in Grove City, Pennsylvania.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Barbara has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Louise Battin's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2024 - Present
CONFLUENCE FINANCIAL PARTNERS
Office #1: 115 Erie Street, Grove City, PA 16127September 3, 2013 - August 30, 2024
CETERA WEALTH SERVICES, LLC
April 21, 2012 - September 3, 2013
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
CONFLUENCE FINANCIAL PARTNERS
CRD#: 311980 / SEC#: 801-120711
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2024)
Exams
Current Firm
CONFLUENCE FINANCIAL PARTNERS
CRD#: 311980 / SEC#: 801-120711
Contact information
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,924 |
| AUM (Assets Under Management) | $ 5,454,175,362 |
Red Flags
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