Kara E. Lenglade
Professional summary
Kara Elizabeth Lenglade is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
Kara is registered as a RR (Registered Representative) and started their career in finance in 2011. Kara has worked at 2 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kara Elizabeth Lenglade's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2012 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605May 4, 2011 - July 20, 2012
GREAT POINT CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/19/2011
Limited Representative-Equity Trader ExamFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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