Matthew Garrett Ricks
CFP®Professional Summary
Matthew Garrett Ricks, CFP®, who also goes by Matthew G Ricks, is a registered financial advisor currently at HAYSTACK FINANCIAL PLANNING located in Syosset, New York. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate & Legacy Planning
- Investment Management
- Retirement Planning
- Financial Planning
- Business Services
Specializations
Biography
I'm Matt - the President of Haystack Financial Planning, a Registered Investment Advisory firm in New York. As a financial planner who focuses on the individual with special needs community, I have found the perfect way to merge financial planning with my passion for serving others. I am a CERTIFIED FINANCIAL PLANNER™? professional and fiduciary that operates on a fee-only basis. I currently live in New York City with my wife and our two sons.,...
Other Aliases
Matthew G Ricks
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
HAYSTACK CONSULTING, LLC | HAYSTACK FINANCIAL PLANNING
Contact Information
Main Address
Syosset, NYPhone Number
(917) 409-7878# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
23AUM (Assets Under Management)
$11,125,014Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/30/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Matthew Garrett Ricks's CRS (Customer Relationship Summary).
Services Offered by Matthew
- Estate & Legacy Planning
- Investment Management
- Retirement Planning
- Financial Planning
- Business Services
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