Matthew E. Thompson
Professional summary
Matthew Eric Thompson is a registered financial professional currently at ROBINHOOD SECURITIES, LLC located in Denver, Colorado and ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 17 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Eric Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2021 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202February 12, 2021 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746June 18, 2020 - January 11, 2021
QUASAR DISTRIBUTORS, LLC
May 15, 2020 - January 11, 2021
PARNASSUS FUNDS DISTRIBUTOR, LLC
July 9, 2019 - January 11, 2021
MGI FUNDS DISTRIBUTORS, LLC
February 27, 2019 - January 11, 2021
FORESIDE FUNDS DISTRIBUTORS LLC
August 17, 2018 - January 11, 2021
IMST DISTRIBUTORS, LLC
June 7, 2018 - January 11, 2021
NORTHERN FUNDS DISTRIBUTORS, LLC
June 7, 2018 - January 11, 2021
FUNDS DISTRIBUTOR, LLC
June 7, 2018 - January 11, 2021
FORESIDE GLOBAL SERVICES, LLC
June 7, 2018 - January 11, 2021
FORESIDE FINANCIAL SERVICES, LLC
June 7, 2018 - January 11, 2021
COMPASS DISTRIBUTORS, LLC
April 30, 2018 - January 11, 2021
FORESIDE FUND SERVICES, LLC
June 23, 2015 - March 30, 2016
CURIAN CAPITAL, LLC
June 23, 2015 - April 17, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 12, 2012 - June 23, 2015
COMMONWEALTH FINANCIAL NETWORK
April 12, 2012 - June 23, 2015
COMMONWEALTH FINANCIAL NETWORK
May 19, 2011 - April 11, 2012
SECURIAN FINANCIAL SERVICES, INC.
April 11, 2011 - April 11, 2012
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
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