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George A. Fossing
DELTA INVESTMENT MANAGEMENT
Greenville, SC 29601
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CRD#: 5902032
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Professional summary
George Arthur Fossing, who also goes by George A Fossing, is a registered financial advisor currently at DELTA INVESTMENT MANAGEMENT, LLC located in Greenville, South Carolina.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. George has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George A Fossing
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NorthStar Financial & Retirement Planning, LLC, Investment-Related, 113 Whitsett Street, Greenville, SC 29601, Insurance Sales, Owner, Start Date: 09/2009, Hours Dedicated: 135 hours per month (100 hours per month during trading hours) Duties: Retirement Planning with customers utilizing both insurance products, training + supporting staff.
CRS (Client Relationship Summary) - RIA
Click below to view George Arthur Fossing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2019 - Present
DELTA INVESTMENT MANAGEMENT, LLC
Office #1: 113 Whitsett Street, Greenville, SC 29601RIA
CRD#: 149596
Greenville, SC
Past
February 24, 2017 - March 25, 2019
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Greenville, SC
Past
March 29, 2012 - February 17, 2017
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Greenville, SC
Past
April 5, 2011 - July 29, 2016
REDHAWK WEALTH ADVISORS, INC.
RIA
CRD#: 146616
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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DELTA INVESTMENT MANAGEMENT, LLC
DELTA INVESTMENT MANAGEMENT, LLC | VANCLEF FINANCIAL GROUP | URA GROUP AZ L.L.C. | RAIL-SPLITTER CAPITAL MANAGEMENT | PK WEALTH MANAGEMENT | OPEN SOURCE CAPITAL MANAGEMENT | NORTHSTAR FINANCIAL & RETIREMENT PLANNING, LLC | INTEGRATED FINANCIAL SOLUTIONS GROUP
CRD#: 149596 / SEC#: 801-114006
RIA
Registered Investment Advisory firm - (9/19/2018 Approved)California
Registered Investment Advisory firm - (11/13/2018 Terminated)Colorado
Registered Investment Advisory firm - (10/26/2018 Terminated)Illinois
Registered Investment Advisory firm - (9/19/2018 Terminated)Nevada
Registered Investment Advisory firm - (11/29/2018 Terminated)Texas
Registered Investment Advisory firm - (10/14/2018 Terminated)Washington
Registered Investment Advisory firm - (10/21/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(2/22/2023)
IAR
South Carolina(3/11/2019)
Current Firm
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DELTA INVESTMENT MANAGEMENT, LLC
DELTA INVESTMENT MANAGEMENT, LLC | VANCLEF FINANCIAL GROUP | URA GROUP AZ L.L.C. | RAIL-SPLITTER CAPITAL MANAGEMENT | PK WEALTH MANAGEMENT | OPEN SOURCE CAPITAL MANAGEMENT | NORTHSTAR FINANCIAL & RETIREMENT PLANNING, LLC | INTEGRATED FINANCIAL SOLUTIONS GROUP
CRD#: 149596 / SEC#: 801-114006
RIA
Registered Investment Advisory firm - (9/19/2018 Approved)California
Registered Investment Advisory firm - (11/13/2018 Terminated)Colorado
Registered Investment Advisory firm - (10/26/2018 Terminated)Illinois
Registered Investment Advisory firm - (9/19/2018 Terminated)Nevada
Registered Investment Advisory firm - (11/29/2018 Terminated)Texas
Registered Investment Advisory firm - (10/14/2018 Terminated)Washington
Registered Investment Advisory firm - (10/21/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
708 Montgomery Street, San Francisco, CA 94111
Mailing Address
204 E. 2nd Avenue, #906, San Mateo, CA 94401
Phone number
(415) 249-6337
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,625 |
| AUM (Assets Under Management) | $ 770,787,222 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DELTA INVESTMENT MANAGEMENT, LLC
CRD#: 149596Greenville, SC 29601TRUST BUT VERIFY
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