NM
Nathan P. Moore
UNITED CAPITAL FINANCIAL ADVISORS
EVANSVILLE, IN 47715
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CRD#: 5901916
NM
Professional summary
Nathan Perry Moore, CFP®, ChFC® is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Evansville, Indiana.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nathan has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Board Member at Solarbron, a senior living facility. Organization's primary address is in Evansville, IN. Organization is not primarily engaged in investment-related activities. Start Date is July 1st, 2017. Thirty hours per year. Duties include attending periodic meetings to review the status of operations. 2. Board Member at Southwestern Indiana Red Cross. Organization's primary address is in Evansville, IN. Organization is not primarily engaged in investment-related activities. Start Date is July 1st, 2018. Thirty hours per year. Duties include attending periodic meetings to review the status of operations and various volunteer hours and serving on various committees.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Perry Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
December 15, 2017 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 601 N Cross Pointe Blvd, Evansville, IN 47715RIA
CRD#: 134600
EVANSVILLE, IN
Past
March 15, 2011 - December 15, 2017
PAYNE WEALTH PARTNERS, INC.
RIA
CRD#: 105904
EVANSVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(12/15/2017)
IAR
Texas(12/15/2017)
Exams
Current Firm
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 E John Carpenter Frwy Suite 1300, Irving, TX 75062
Mailing Address
Phone number
(972) 822-2055
Established
Firm type
Fiscal year end
# of Employees
271
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
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Company Information
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600Evansville, IN 47715TRUST BUT VERIFY
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