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Michael Bernard Curran

CRD# 59019·Registered 1973 - 1995
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Bernard Curran was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1973 - 1995. Michael had worked at 4 firms and has passed the Series 63, Series 1, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

FIRST LAUDERDALE SECURITIES, INC.·CRD# 13909
BD
August 21, 1984 - May 26, 1995
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
December 23, 1980 - October 19, 1984
MORGAN STANLEY DW INC.·CRD# 7556
BD
June 8, 1978 - January 23, 1981
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
October 1, 1973 - June 1, 1978

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Current Firm

FL
FIRST LAUDERDALE SECURITIES, INC.

FIRST LAUDERDALE SECURITIES | FORT LAUDERDALE SECURITIES | FIRST LAUDERDALE SECURITIES, INC.

CRD#: 13909 / SEC#: 8-30609
BD
Revoked by SEC on 06/06/1995

Contact Information

Established

Florida since 10/18/1984

Firm Type

Corporation

Fiscal Year End

August

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1993About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Sep 1973

Series 53 — Municipal Securities Principal Examination

Passed Feb 1986About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 1984About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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