Michael J. Cook

MISSION FINANCIAL GROUP

LAS VEGAS, NV 89101

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CRD#: 5901682

Professional summary

Michael J Cook is a registered financial advisor currently at MISSION FINANCIAL GROUP, LLC located in Las Vegas, Nevada and INDEPENDENT FINANCIAL GROUP, LLC located in Honolulu, Hawaii.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SECURE YIELD LLC POSITION: General Partner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022 ADDRESS: 415 South St Apt 3204, Honolulu HI 96813, United States DESCRIPTION: I was responsible for the business development for real estate investment purposes. As well as evaluation of real estate projects. MISSION FINANCIAL GROUP LLC POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/18/2024 ADDRESS: 1240 Ala Moana Blvd., Suite 530, Honolulu HI 96814, United States DESCRIPTION: Financial Planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2024 - Present

MISSION FINANCIAL GROUP, LLC

Office #1: 732 S. 6th St. #4119, Las Vegas, NV 89101

RIA

CRD#: 311876

LAS VEGAS, NV

Current

January 31, 2024 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 1240 Ala Moana Blvd. Suite 530, Honolulu, HI 96814

RIA

CRD#: 7717

Honolulu, HI

Past

March 7, 2024 - March 11, 2024

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN DIEGO, CA

Past

February 16, 2015 - July 8, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Honolulu, HI

Past

June 29, 2011 - July 8, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Honolulu, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSION FINANCIAL GROUP, LLC

CRD#: 311876 / SEC#: 801-120042

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Hawaii
(3/7/2024)

IAR

Hawaii
(3/7/2024)

Michigan
(2/4/2025)

North Carolina
(2/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/5/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/4/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MISSION FINANCIAL GROUP, LLC

CRD#: 311876 / SEC#: 801-120042

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

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Contact information

Main Address

732 S. 6th St. #4119, Las Vegas, NV 89101

Mailing Address

Phone number

(808) 445-9965

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (8/5/2025)

WRAP BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	897
AUM (Assets Under Management)	$ 232,821,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

MISSION FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2023

Series 63

Date: 7/5/2011

Series 7TO

Date: 3/4/2024

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2011

FINRA

Current Firm

MISSION FINANCIAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MISSION FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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