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Maaz Anjum

CRD# 5901391·Registered 2011 - 2012
Previously Registered: Being a previously registered professional could mean that Maaz is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Maaz Anjum was a registered financial advisor. Maaz was a previously registered financial professional and started their career in finance 2011 - 2012. Maaz had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
July 18, 2011 - February 8, 2012
BENCHMARQ TRADING PARTNERS LLC·CRD# 148313
BD
New York, NY
April 13, 2011 - July 11, 2011

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Current Firm

GT
G-2 TRADING,LLC

G-2 TRADING,LLC | RBC PROFESSIONAL TRADING GROUP LLC | RBC PROFESSIONAL TRADER GROUP LLC | GENERIC TRADING OF PHILADELPHIA, LLC

CRD#: 44018 / SEC#: 8-50510
BD
Terminated by SEC on 09/13/2014

Contact Information

Established

Delaware since 08/25/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
M STREET CAPITAL LLCMANAGING MEMBER—
FINNEN, KENNETH ARTHURCCO1974997
FORTUNOFF, GREGORY BCEO2449593
LEIB, SHARON BETHCFO5799319

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2010About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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