Andrew K. Bontz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Kenneth Bontz, who also goes by Andrew Bontz, Andy Bontz, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2011. Andrew had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2016 - June 24, 2019
FOX RIVER CAPITAL
April 10, 2015 - January 29, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 10, 2015 - January 29, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 19, 2013 - September 4, 2013
LPL FINANCIAL LLC
March 19, 2013 - September 4, 2013
LPL FINANCIAL LLC
October 25, 2012 - March 14, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 25, 2012 - March 14, 2013
WELLS FARGO CLEARING SERVICES, LLC
September 8, 2011 - October 26, 2012
WADDELL & REED
June 28, 2011 - October 26, 2012
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
FOX RIVER CAPITAL
CRD#: 281313 / SEC#:
Contact information
Red Flags
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