Michael A. Pellegrino
Professional summary
Michael August Pellegrino was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 2011. Prior to being barred, Michael had worked at 4 firms, which includes GOLDSTONE FINANCIAL GROUP LLC, TAYLOR CAPITAL MANAGEMENT INC., CENTER STREET SECURITIES INC., BROOKSTONE CAPITAL MANAGEMENT LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2015 - March 31, 2022
GOLDSTONE FINANCIAL GROUP, LLC
October 2, 2012 - April 17, 2018
TAYLOR CAPITAL MANAGEMENT INC.
October 4, 2011 - October 15, 2012
CENTER STREET SECURITIES, INC.
March 11, 2011 - December 31, 2015
BROOKSTONE CAPITAL MANAGEMENT LLC
Primary Firm SEC Registration
GOLDSTONE FINANCIAL GROUP, LLC
CRD#: 222520 / SEC#: 801-99350
State Registrations and Notice Filings
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Exams
Series 62
Date: 8/22/2012
Corporate Securities Limited Representative ExaminationCurrent Firm
GOLDSTONE FINANCIAL GROUP, LLC
CRD#: 222520 / SEC#: 801-99350
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,083 |
| AUM (Assets Under Management) | $ 917,456,867 |
Red Flags
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