Gerardo Bache
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerardo Bache was a registered financial professional .
Gerardo is a previously registered financial professional and started their career in finance in 2011. Gerardo had worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 57, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2026 - March 25, 2026
BOURSA INVESTMENTS
November 18, 2025 - February 26, 2026
INSIGNEO SECURITIES, LLC
December 15, 2014 - May 22, 2023
BOURSA INVESTMENTS
May 15, 2014 - December 17, 2014
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 16, 2013 - December 17, 2014
BBVA SECURITIES INC.
June 29, 2011 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOURSA INVESTMENTS
CRD#: 152516 / SEC#: , 8-68457
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERNANDEZ, LEOVINO | OWNER | 5758783 |
| KATHLEEN MARY DOLAN DE NAVARRO, AS TRUSTEE OF THE BYPASS TRUST CREATED UNDER THE NAVARRO FAMILY TRUST DATED MARCH 6,1998. | OWNER | |
| MONDRAGON, JOSE | CEO | 2521391 |
| MONDRAGON, JUAN TISNADO | SECRETARY | 5079610 |
| VILLAGOMEZ, CARLOS FERNANDO | OWNER | 5022389 |
| MONDRAGON, JAIME | OWNER | 5758779 |
| BACHE, ALEJANDRA | CHIEF COMPLIANCE OFFICER, AMLCO PRIMARY | 5170457 |
| CASTANEDA, JAMES PETER | FINOP | 5984310 |
| DOLAN, KATHLEEN MARY | TRUSTEE | 7112807 |
Red Flags
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