Daniel W. Sfiligoj
Professional summary
Daniel William Sfiligoj is a registered financial professional currently at INSPEREX LLC located in Chicago, Illinois and INCAPITAL DISTRIBUTORS LLC located in Chicago, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2017. Daniel has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel William Sfiligoj's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2017 - Present
INSPEREX LLC
Office #1: 233 South Wacker Drive Suite 4400, Chicago, IL 60606April 29, 2022 - Present
INCAPITAL DISTRIBUTORS LLC
Office #1: 233 South Wacker Drive Suite 4400, Chicago, IL 60606State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INCAPITAL DISTRIBUTORS LLC
CRD#: 156622 / SEC#: , 8-68814
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS, LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
Red Flags
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