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Anca Maiotti

EFG CAPITAL INTERNATIONAL
MIAMI, FL 33131-2867
Some features on this profile are disabled
CRD#: 5900777
AM

Professional summary

Anca Maiotti, who also goes by Anca Murgea, is a registered financial professional currently at EFG CAPITAL INTERNATIONAL located in Miami, Florida.

Anca is registered as a RR (Registered Representative) and started their career in finance in 2011. Anca has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anca Murgea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anca Maiotti's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 21, 2025 - Present

EFG CAPITAL INTERNATIONAL

Office #1: 701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867
BD
CRD#: 40118
MIAMI, FL
Past

August 19, 2022 - October 22, 2025

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

July 15, 2019 - June 14, 2022

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

December 6, 2013 - July 13, 2016

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
chicago, IL
Past

April 22, 2011 - May 31, 2012

RENCAP SECURITIES, INC.

BD
CRD#: 37821
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/21/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/16/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/15/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/13/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EC
EFG CAPITAL INTERNATIONAL
BDD CAPITAL INTERNATIONAL CORP. | EFG CAPITAL INTERNATIONAL CORP. | EFG CAPITAL INTERNATIONAL | EFG CAPITAL | BDD INTERNATIONAL, LTD.

CRD#: 40118 / SEC#: 801-120569, 8-48969

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
701 Brickell Ave 9th Floor & Suite 1350, Miami, FL 33131
Mailing Address
701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867
Phone number
(305) 482-8000
Established
Delaware since 01/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

EFG CAPITAL FORM ADV BROCHURE (2/18/2021)

Direct owners and executive officers

NamePositionCRD#
EFG CAPITAL HOLDINGS CORP.PARENT
ARGUMEDO, GUILLERMO ARTUROSENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL2542794
BORGES, LEONARDO SILVAPRINCIPAL OPERATIONS OFFICER5637377
ECHEVARRIA, VICTOR MANUELCHAIRMAN OF THE BOARD1939548
GONZALEZ, CARLOS JAVIERCHIEF COMPLIANCE OFFICER4294205
LEVERETT, KYLE LAWRENCEPRINCIPAL FINANCIAL OFFICER6123446
MESQUITA, SILVANA SOBRALAMLCO6983852
MOHOROVIC, SANJINCEO6849141

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EFG CAPITAL INTERNATIONAL

CRD#: 40118Miami, FL 33131-2867

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