Stephen D. Heitzmann

BAUER WEALTH MANAGEMENT

Colorado Springs, CO 80920

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CRD#: 5900481

Professional summary

Stephen Daniel Heitzmann is a registered financial advisor currently at BAUER WEALTH MANAGEMENT INC. located in Colorado Springs, Colorado.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Stephen has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CEO/Altruistic Investing, LLC., and Bauer Wealth Management, LLC. Portfolio management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Daniel Heitzmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2017 - Present

BAUER WEALTH MANAGEMENT INC.

Office #1: 7680 Goddard Street Suite 213, Colorado Springs, CO 80920

RIA

CRD#: 152977

Colorado Springs, CO

Past

April 13, 2021 - May 20, 2022

ADVENIRE WEALTH MANAGEMENT

RIA

CRD#: 301177

COLORADO SPRINGS, CO

Past

September 29, 2017 - March 10, 2020

ALTRUISTIC INVESTING

RIA

CRD#: 289016

Colorado Springs, CO

Past

July 22, 2014 - August 31, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

DENVER, CO

Past

July 22, 2014 - August 31, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

DENVER, CO

Past

January 6, 2012 - May 23, 2014

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

COLORADO SPRINGS, CO

Past

October 14, 2011 - May 23, 2014

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAUER WEALTH MANAGEMENT INC.

BAUER HEITZMANN | BAUER WEALTH MANAGEMENT, LLC. | BAUER WEALTH MANAGEMENT LLC | BAUER WEALTH MANAGEMENT INC. | BAUER WEALTH MANAGEMENT

CRD#: 152977 / SEC#: 801-122717

RIA

Registered Investment Advisory firm - (11/18/2021 Approved)

Colorado

Registered Investment Advisory firm - (12/8/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/2011

General Securities Representative Examination

Current Firm

BAUER WEALTH MANAGEMENT INC.

BAUER HEITZMANN | BAUER WEALTH MANAGEMENT, LLC. | BAUER WEALTH MANAGEMENT LLC | BAUER WEALTH MANAGEMENT INC. | BAUER WEALTH MANAGEMENT

CRD#: 152977 / SEC#: 801-122717

RIA

Registered Investment Advisory firm - (11/18/2021 Approved)

Colorado

Registered Investment Advisory firm - (12/8/2021 Terminated)

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Contact information

Main Address

5755 Mark Dabling Blvd Suite 245, Colorado Springs, CO 80919

Mailing Address

Phone number

(719) 575-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAUER WEALTH MANAGEMENT PART 2A & 2B BROCHURE (11/10/2025)

Regulatory assets under management

Total Number of Accounts	591
AUM (Assets Under Management)	$ 201,656,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen D. Heitzmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Daniel Heitzmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVENIRE WEALTH MANAGEMENT

ALTRUISTIC INVESTING

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

BAUER WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2012

SIE

Date: 8/31/2017

Series 7

Date: 10/13/2011

Current Firm

BAUER WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAUER WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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