Lucy Zimmerman

BUTTONWOOD WEALTH

Winchester, VA 22601

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CRD#: 5900302

Professional summary

Lucy Zimmerman, CFP®, who also goes by Lucy Thompson, is a registered financial advisor currently at BUTTONWOOD WEALTH located in Winchester, Virginia and LPL FINANCIAL LLC located in Middleburg, Virginia.

Lucy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Lucy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Life Transitions

Business Succession Planning

Insurance Planning

Estate Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Lucy Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Buttonwood Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/16/2025 - Approx. 40 hours Per week During Securities Trading - Investment Adviser Representative. 2. LPL Financial LLC - Investment Related - At Reported Business Location(s) - Started 01/2015 - Approx. 40 Hours Per Month During Securities Trading - Registered Representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucy Zimmerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

January 23, 2025 - Present

BUTTONWOOD WEALTH

Office #1: 27 West Boscawen Street, Winchester, VA 22601

RIA

CRD#: 305896

Winchester, VA

Current

January 8, 2015 - Present

LPL FINANCIAL LLC

Office #1: 115 The Plains Rd, Ste 100, Middleburg, VA 20117

RIA

CRD#: 6413

Middleburg, VA

Past

May 10, 2016 - January 16, 2025

WISEMAN & ASSOCIATES WEALTH MANAGEMENT

RIA

CRD#: 169677

MIDDLEBURG, VA

Past

May 28, 2015 - May 10, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

WINCHESTER, VA

Past

December 3, 2013 - November 26, 2014

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WARRENTON, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUTTONWOOD WEALTH

BUTTONWOOD WEALTH | BUTTONWOOD WEALTH, LLC

CRD#: 305896 / SEC#: 801-117676

RIA

Registered Investment Advisory firm - (11/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(3/28/2023)

Maine
(6/22/2022)

North Carolina
(8/10/2022)

Texas
(10/10/2023)

Virginia
(5/26/2015)

IAR

Virginia
(1/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BUTTONWOOD WEALTH

BUTTONWOOD WEALTH | BUTTONWOOD WEALTH, LLC

CRD#: 305896 / SEC#: 801-117676

RIA

Registered Investment Advisory firm - (11/21/2019 Approved)

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Contact information

Main Address

27 West Boscawen Street, Winchester, VA 22601

Mailing Address

Phone number

(540) 662-5233

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BUTTONWOOD WEALTH FORM ADV PART 2 BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	836
AUM (Assets Under Management)	$ 306,948,786

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Lucy Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucy Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

WISEMAN & ASSOCIATES WEALTH MANAGEMENT

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

BUTTONWOOD WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/2015

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2013

FINRA

Current Firm

BUTTONWOOD WEALTH

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BUTTONWOOD WEALTH

TRUST BUT VERIFY

Contact information

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