TL
Troy M. Leonard
CORNERSTONE FINANCIAL GROUP
Appleton, WI 54911
Some features on this profile are disabled
CRD#: 5899672
TL
Professional summary
Troy Michael Leonard, AIF® is a registered financial advisor currently at CORNERSTONE FINANCIAL GROUP located in Appleton, Wisconsin.
Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Troy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fixed Insurance, Life, 08/30/17. 2) Leonard Financial LLC; Not Investment Related; Appleton, WI; Owner; Entity established for tax purposes only. Not used as DBA.; Start Date: 10/01/2018; 0 hrs per month; 0 during trading hours. 3) Fixed Insurance; Investment Related; Appleton, WI; Agent; Medicare Supplements; Start Date: 08/31/2021; 16 hrs per month; 16 during trading hours. 4) 2A Enthusiast Industries, LLC DBA Genesis Impact Sports. Investment Related. 327 Randolph Dr., Suite D, Appleton WI 54913. Investor/owner. 11/28/2022. 5 Hrs/month; 0 during trading hours. Investing with two friends and two business acquaintances in the purchase of a standing business called Trigger Action Sports, I will be 15/ owner of said company and have equal voice. I will be leveraging my knowledge of sales and business operations to assist with the business in a board level style of interaction. I will have access to but not sole control over the finances of the organization. This venture is not related in any way to the investment or insurance industry. I will be utilizing limited day-time hours to service the organization and likely no hours during trading. I am unsure of incomes as this is a other wise currently not profitable business we are taking on in hopes of turning a profit in the future. 5) Cornerstone Financial Group Medicare Sales. Not investment related. 158 E Northland Ave Appleton, WI 54911. Principal. Independent Insurance Agency. 10/1/2021. Hrs/month 2 with 0 during trading hours. Sales and cultivation of medicare recipient book of business. 6) Cornerstone Enterprises LLC. Investment Related. 158 E Northland Ave Appleton, WI 54911. Registered Investment Advisor. Chief Executive / CCO. 01/03/2023. Hrs/month 200+ all during trading hours. Wealth management and investment advisory services.
CRS (Client Relationship Summary) - RIA
Click below to view Troy Michael Leonard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2023 - Present
CORNERSTONE FINANCIAL GROUP
Office #1: 158 E Northland Ave, Appleton, WI 54911RIA
CRD#: 324255
Appleton, WI
Past
January 20, 2023 - October 11, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Appleton, WI
Past
October 3, 2011 - January 6, 2023
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Appleton, WI
Past
May 16, 2011 - January 6, 2023
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Appleton, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CORNERSTONE FINANCIAL GROUP
CORNERSTONE ENTERPRISES, LLC | CORNERSTONE FINANCIAL GROUP
CRD#: 324255 / SEC#: 801-127126
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/30/2023)
IAR
Texas(1/3/2023)
IAR
Wisconsin(1/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CORNERSTONE FINANCIAL GROUP
CORNERSTONE ENTERPRISES, LLC | CORNERSTONE FINANCIAL GROUP
CRD#: 324255 / SEC#: 801-127126
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
158 E Northland Ave, Appleton, WI 54911
Mailing Address
Phone number
(920) 832-3821
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,386 |
| AUM (Assets Under Management) | $ 183,820,785 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
