Troy M. Leonard

CORNERSTONE FINANCIAL GROUP

Appleton, WI 54911

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CRD#: 5899672

Professional summary

Troy Michael Leonard, AIF® is a registered financial advisor currently at CORNERSTONE FINANCIAL GROUP located in Appleton, Wisconsin.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Troy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Michael Leonard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 3, 2023 - Present

CORNERSTONE FINANCIAL GROUP

Office #1: 158 E Northland Ave, Appleton, WI 54911

RIA

CRD#: 324255

Appleton, WI

Past

January 20, 2023 - October 11, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Appleton, WI

Past

October 3, 2011 - January 6, 2023

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Appleton, WI

Past

May 16, 2011 - January 6, 2023

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Appleton, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE FINANCIAL GROUP

CORNERSTONE ENTERPRISES, LLC | CORNERSTONE FINANCIAL GROUP

CRD#: 324255 / SEC#: 801-127126

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/30/2023)

IAR

Texas
(1/3/2023)

IAR

Wisconsin
(1/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2011

General Securities Representative Examination

Current Firm

CORNERSTONE FINANCIAL GROUP

CORNERSTONE ENTERPRISES, LLC | CORNERSTONE FINANCIAL GROUP

CRD#: 324255 / SEC#: 801-127126

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

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Contact information

Main Address

158 E Northland Ave, Appleton, WI 54911

Mailing Address

Phone number

(920) 832-3821

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE - CORNERSTONE ENTERPRISES, LLC DBA CORNERSTONE FINANCIAL GROUP (2/17/2026)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 220,180,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Troy M. Leonard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Michael Leonard's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE FINANCIAL GROUP

PURSHE KAPLAN STERLING INVESTMENTS

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

CORNERSTONE FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/14/2011

Current Firm

CORNERSTONE FINANCIAL GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE FINANCIAL GROUP

TRUST BUT VERIFY

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