Richard P. Burge

BLACKROCK INVESTMENTS

New York, NY 10001

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CRD#: 5899670

Professional summary

Richard Peter Burge, CFA, who also goes by Richard Burge, is a registered financial professional currently at BLACKROCK INVESTMENTS, LLC located in New York, New York.

Richard is registered as a RR (Registered Representative) and started their career in finance in 2011. Richard has worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard Burge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Peter Burge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

August 17, 2021 - Present

BLACKROCK INVESTMENTS, LLC

Office #1: 50 Hudson Yards, New York, NY 10001

CRD#: 38642

New York, NY

Past

January 30, 2020 - July 27, 2021

BLACKROCK EXECUTION SERVICES

CRD#: 39438

NEW YORK, NY

Past

January 3, 2012 - October 8, 2019

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

July 8, 2011 - January 3, 2012

DB SECURITIES SERVICES NJ INC.

CRD#: 142775

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/17/2021)

Delaware
(8/17/2021)

Massachusetts
(8/17/2021)

New Jersey
(8/17/2021)

New York
(8/17/2021)

Pennsylvania
(8/17/2021)

Exams

State Security Law Exam

Series 63

Date: 10/24/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BLACKROCK INVESTMENTS, LLC

BFM ADVISORY, INC. | PROVIDENT ADVISORS, INC. | PROVIDENT ADVISERS, INC. | BLACKROCK INVESTMENTS, LLC | BLACKROCK INVESTMENTS, INC.

CRD#: 38642 / SEC#: , 8-48436

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

50 Hudson Yards, New York, NY 10001

Mailing Address

1 University Square Drive, Princeton, NJ 08540

Phone number

(609) 282-3046

Established

Delaware since 10/21/1994

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BLACKROCK FINANCIAL MANAGEMENT, INC	SOLE SHAREHOLDER	107105
DEVICO, JOSEPH GEORGE	MANAGER	2808563
HEROLD, MEREDITH L	MANAGER	4792340
MARCUS, ZACHARY SETH	CHIEF FINANCIAL OFFICER AND FINOP	7040433
MARO, JONATHAN MARTIN	CHIEF EXECUTIVE OFFICER AND MANAGER	6476640
MEADE, CHRISTOPHER JOSEPH	CHIEF LEGAL OFFICER	6728448
ROHE, DOMINIK	MANAGER	3275040
ROSTA, GREGORY MATTHEW	CHIEF COMPLIANCE OFFICER	5193482
RZOMP, CYNTHIA SUEN-WAH	CHIEF OPERATING OFFICER	5221316
VILLACORTA, ROLAND ESTEBAN	MANAGER	2566073

Disclosures

Regulatory Event	2
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard P. Burge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Peter Burge's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKROCK EXECUTION SERVICES

DEUTSCHE BANK SECURITIES INC.

DB SECURITIES SERVICES NJ INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/24/2011

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/7/2011

FINRA

Current Firm

BLACKROCK INVESTMENTS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BLACKROCK INVESTMENTS, LLC

TRUST BUT VERIFY

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