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MN

Matthew Neff

TS IMAGINE BROKERAGE SERVICES
New York, NY 10001
Some features on this profile are disabled
CRD#: 5899607
MN

Professional summary

Matthew Neff, who also goes by Matt Neff, Matthew D Neff, Matthew Dean Neff, is a registered financial professional currently at TS IMAGINE BROKERAGE SERVICES, LLC located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2011. Matthew has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matt Neff | Matthew D Neff | Matthew Dean Neff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Neff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 7, 2024 - Present

TS IMAGINE BROKERAGE SERVICES, LLC

Office #1: 125 West 25th Street 8th Floor, New York, NY 10001
BD
CRD#: 146283
New York, NY
Past

September 11, 2019 - March 17, 2022

BOFA SECURITIES, INC.

BD
CRD#: 283942
NEW YORK, NY
Past

January 3, 2012 - July 24, 2018

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

September 5, 2011 - January 3, 2012

DB SECURITIES SERVICES NJ INC.

BD
CRD#: 142775
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Kansas
(1/24/2025)
RR
New York
(2/7/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/22/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/24/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TS IMAGINE BROKERAGE SERVICES, LLC
TRADINGSCREEN BROKERAGE SERVICES LLC | TS IMAGINE BROKERAGE SERVICES, LLC

CRD#: 146283 / SEC#: , 8-67807

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
125 West 25th Street 8th Floor, New York, NY 10001
Mailing Address
125 West 25th Street 8th Floor, New York, NY 10001
Phone number
(212) 359-4100
Established
Delaware since 12/14/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TELOS INTERMEDIATE INC.DIRECT OWNER/SOLE MEMBER
EBERT, PAUL FRANCISFINANCIAL AND OPERATIONS OFFICER PRINCIPAL1121231
EVANS, TREVER MICHAELCEO/CCO7758070
PEACHWAY, KATHERINE ACFO4996512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TS IMAGINE BROKERAGE SERVICES, LLC

CRD#: 146283New York, NY 10001

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