JB
Jacob M. Brett
FOCUSED WEALTH MANAGEMENT
Newburgh, NY 12550-1911
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CRD#: 5899373
JB
Professional summary
Jacob Michael Brett, who also goes by Jacob Brett, is a registered financial advisor currently at FOCUSED WEALTH MANAGEMENT, INC. located in Newburgh, New York and OSAIC WEALTH, INC. located in Newburgh, New York.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jacob has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Brett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**DUALLY REGISTERED WITH FOCUSED WEALTH MANAGEMENT INC. -IAR/OSAIC WEALTH, INC.-BD - Investment Advisory - Investment related - Start date: 11/2010 - Located at 11 BALMVILLE RD, STE 2 NORTH NEWBURGH, NY 12550 **ALBANY NY RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 ADDRESS: 686 Myrtle Ave, Albany NY 12208 DESCRIPTION: I own rental property in Albany, NY. The tenants are local college students. **JCM CAPITAL MANAGEMENT INC. POSITION: Owner NATURE: Rental property purchasing. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/09/2018 ADDRESS: 11 Balmville Rd, Suite 2N, Newburgh NY 12550 DESCRIPTION: Purchasing homes in the Albany, NY area to rent out to college students. **JMB CAPITAL MANAGEMENT, INC POSITION: Owner NATURE: JMB CAPITAL MANAGEMENT INC, S CORP FOR TAXES, OWNER, TIME SPENT 1% INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 ADDRESS: 11 Balmville Rd, Suite 2N, Newburgh NY 12550 DESCRIPTION: used for income flow from RIA business. **FOCUSED WEALTH MANAGEMENT POSITION: Senior VP of Wealth Management NATURE: FOCUSED WEALTH MANAGEMENT, INVESTMENT ADVISOR, INVESTMENT ADVISORY, TIME SPENT 98% - Investment Related - Start date: 11/2010 - Located at 216 State Route 299 Ste 5, Highland, NY 12528-7517 INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 32 START DATE: 11/01/2010 ADDRESS: 11 Balmville Rd, Suite 2N, Newburgh NY 12550 DESCRIPTION: advisory **FIXED AND VARIABLE INSURANCE POSITION: Sales NATURE: FIXED AND VARIABLE INSURANCE PRODUCTS, FIXED AND VARIABLE INSURANCE PRODUCTS, FIXED AND VARIABLE INSURANCE SALES, TIME SPENT 1% - Investment Related - Start Date: 8/2013 - Located at 216 State Route 299 Ste 5, Highland, NY 12528-7517 INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2013 ADDRESS: 11 Balmville Rd, Suite 2N, Newburgh NY 12550 DESCRIPTION: sell fixed and variable insurance if suitable. **NEWBURGH FLOUR SHOP POSITION: Investor NATURE: Newburgh Flour Shop is a planned local commercial bakery. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 11 Balmville Rd, Newburgh NY 12550 DESCRIPTION: I am an 11% investor in the company for funding and intellectual. **POWELTON CLUB POOL CHAIR POSITION: Pool Chair NATURE: Powelton Club Pool Chair INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2022 ADDRESS: 29 Balmville Rd, Newburgh NY 12550, United States DESCRIPTION: I am chair of the Powelton Club pool. Reporting on activity and maintaining the usefulness of the pool.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Michael Brett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2013 - Present
FOCUSED WEALTH MANAGEMENT, INC.
Office #1: 11 Balmville Rd. Suite 2 North, Newburgh, NY 12550-1911RIA
CRD#: 154828
Newburgh, NY
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 11 Balmville Rd Ste 2 North, Newburgh, NY 12550RIA
BD
CRD#: 23131
NEWBURGH, NY
Past
April 22, 2011 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
NEWBURGH, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FOCUSED WEALTH MANAGEMENT, INC.
FOCUSED WEALTH MANAGEMENT, INC.
CRD#: 154828 / SEC#: 801-71860
RIA
Registered Investment Advisory firm - (11/5/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/14/2024)
RR
Connecticut(6/14/2024)
RR
Delaware(6/14/2024)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Maryland(6/14/2024)
RR
Minnesota(6/14/2024)
RR
Missouri(6/14/2024)
RR
New Jersey(6/14/2024)
IAR
New York(10/12/2021)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Pennsylvania(6/14/2024)
RR
South Carolina(6/14/2024)
RR
Texas(6/14/2024)
RR
West Virginia(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FOCUSED WEALTH MANAGEMENT, INC.
FOCUSED WEALTH MANAGEMENT, INC.
CRD#: 154828 / SEC#: 801-71860
RIA
Registered Investment Advisory firm - (11/5/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11 Balmville Rd. Suite 2 North, Newburgh, NY 12550-1911
Mailing Address
Phone number
(845) 691-4035
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,215 |
| AUM (Assets Under Management) | $ 1,890,919,902 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FOCUSED WEALTH MANAGEMENT, INC.
CRD#: 154828Newburgh, NY 12550-1911TRUST BUT VERIFY
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