Jay D. Franklin

CLARITY CAPITAL ADVISORS

Lakewood Ranch, FL 34202

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CRD#: 5899203

Professional summary

Jay David Franklin, CFP®, who also goes by Jay Franklin, is a registered financial advisor currently at CLARITY CAPITAL ADVISORS, LLC located in Lakewood Ranch, Florida.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jay has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Franklin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay David Franklin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 27, 2016 - Present

CLARITY CAPITAL ADVISORS, LLC

Office #1: 9040 Town Center Parkway, Lakewood Ranch, FL 34202

RIA

CRD#: 282405

Lakewood Ranch, FL

Past

April 7, 2015 - February 11, 2016

DYNAMIC

RIA

CRD#: 151367

IRVINE, CA

Past

June 29, 2011 - April 1, 2015

INDEX FUND ADVISORS, INC.

RIA

CRD#: 109143

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARITY CAPITAL ADVISORS, LLC

CLARITY CAPITAL ADVISORS, LLC | CLARITY FIDUCIARY ADVISORS

CRD#: 282405 / SEC#: 801-120316

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

California

Registered Investment Advisory firm - (4/21/2021 Terminated)

Nebraska

Registered Investment Advisory firm - (3/23/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/25/2023)

IAR

Texas
(6/4/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CLARITY CAPITAL ADVISORS, LLC

CLARITY CAPITAL ADVISORS, LLC | CLARITY FIDUCIARY ADVISORS

CRD#: 282405 / SEC#: 801-120316

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

California

Registered Investment Advisory firm - (4/21/2021 Terminated)

Nebraska

Registered Investment Advisory firm - (3/23/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/22/2021 Terminated)

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Contact information

Main Address

9040 Town Center Parkway, Lakewood Ranch, FL 34202

Mailing Address

Phone number

(800) 345-4635

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/27/2025)

Regulatory assets under management

Total Number of Accounts	262
AUM (Assets Under Management)	$ 324,264,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jay D. Franklin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay David Franklin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARITY CAPITAL ADVISORS, LLC

DYNAMIC

INDEX FUND ADVISORS, INC.

Primary Firm SEC Registration

CLARITY CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

CLARITY CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARITY CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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