AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SW

Stephanie G. Wallace

CARY STREET PARTNERS
Richmond, VA 23219
Some features on this profile are disabled
CRD#: 5898765
SW

Professional summary

Stephanie Gail Washington Wallace, who also goes by Stephanie G Washington, Stephanie Gail Washington, is a registered financial professional currently at CARY STREET PARTNERS located in Richmond, Virginia.

Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2012. Stephanie has worked at 1 firm and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stephanie G Washington | Stephanie Gail Washington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephanie Gail Washington Wallace's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2012 - Present

CARY STREET PARTNERS

Office #1: 901 East Byrd Street Suite 1001, Richmond, VA 23219
BD
CRD#: 128089
Richmond, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 8/27/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CARY STREET PARTNERS
CARY STREET PARTNERS | RIVERSTONE WEALTH MANAGEMENT | CARY STREET PARTNERS LLC

CRD#: 128089 / SEC#: , 8-66085

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Phone number
(804) 340-8100
Established
Virginia since 03/26/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CARY STREET PARTNERS FINANCIAL LLCSOLE MEMBER OF BROKER-DEALER
BAYNE, WALTER DONALDPRESIDENT OF BROKER-DEALER AND MANAGING DIRECTOR OF CSPF4427332
GALLUP, WESLEY HAMILTONCHIEF OPERATING OFFICER OF CSPF5037007
HAYES, JAIMAL CHARANCHIEF COMPLIANCE OFFICER OF BROKER-DEALER4259937
MITCHELL, KEVIN LEEHEAD OF ACCOUNTING - CONTROLLER AND FINANCIAL OPERATIONS PRINCIPAL OF BROKER-DEALER3085157
RUBIN, MATTHEW LAWRENCECHIEF INVESTMENT OFFICER OF CSPF3057508
SCHMUCKLER, JOSEPH REDMONDCHIEF EXECUTIVE OFFICER OF CSPF1156472
TULLIDGE, THOMAS HOGSHEAD JRSECRETARY/TREASURER OF BROKER-DEALER AND CHIEF STRATEGY OFFICER, LEGAL AND FINANCE OF CSPF2858022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARY STREET PARTNERS

CRD#: 128089Richmond, VA 23219

TRUST BUT VERIFY

Monitor Stephanie Wallace

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Isaiah Simeon-james Symeonides
Isaiah SymeonidesAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
Richmond, VA
Karen Anne Jones
Karen JonesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Richmond, VA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.