Benjamin M. Pearce
Professional summary
Benjamin Michael Pearce, CFP® is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Benjamin has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Michael Pearce's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2019 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810October 11, 2011 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810February 7, 2017 - March 11, 2020
CHARLES SCHWAB & CO., INC.
September 23, 2015 - February 2, 2017
SCHWAB WEALTH ADVISORY, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2024)
(11/9/2015)
(1/3/2012)
(9/29/2015)
(10/11/2011)
(11/21/2019)
(9/29/2015)
(2/3/2017)
(2/3/2017)
(2/3/2017)
(2/10/2017)
(9/30/2015)
(9/29/2015)
(2/6/2017)
(2/7/2017)
(5/15/2025)
(2/2/2017)
(9/28/2015)
(9/28/2015)
(9/29/2015)
(2/2/2017)
(2/7/2017)
(2/16/2017)
(9/29/2015)
(9/28/2015)
(9/29/2015)
(2/3/2017)
(1/11/2021)
(9/28/2015)
(2/2/2017)
(2/14/2017)
(2/2/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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