Brandon R. Groeger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Richard Groeger, CFP®, who also goes by Brandon Groeger, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2011. Brandon had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2016 - August 28, 2018
THE VERTICAL GROUP
March 29, 2016 - October 11, 2016
BB&T SECURITIES, LLC
March 29, 2016 - October 11, 2016
BB&T SECURITIES, LLC
February 10, 2012 - March 8, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 3, 2012 - March 8, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 2011 - December 9, 2011
G&M VENTURES INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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