William M. Mcbride
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Matthew Mcbride, who also goes by Adam Philip Muskus, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2012. William had worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2018 - February 28, 2019
KROLL SECURITIES LLC
October 2, 2017 - May 24, 2018
BTIG, LLC
July 6, 2015 - July 29, 2016
NOMURA SECURITIES INTERNATIONAL, INC.
April 28, 2014 - July 1, 2015
MACQUARIE CAPITAL (USA) INC.
September 9, 2013 - April 17, 2014
OPPENHEIMER & CO. INC.
August 14, 2012 - August 20, 2013
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KROLL SECURITIES LLC
CRD#: 36927 / SEC#: , 8-47558
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KROLL, LLC | OWNER | |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL FINANCIAL OFFICER | 5325007 |
| ATTANASIO, ELIZABETH MARIE | FINOP | 5325007 |
| ATTANASIO, ELIZABETH MARIE | PRINCIPAL OPERATIONS OFFICER | 5325007 |
| BARTELL, ROBERT ANTHONY | VICE CHAIRMAN | 4998599 |
| BENN, JOSHUA KOGAN | MANAGING DIRECTOR | 3166674 |
| BLOWERS, DAVID CHARLES JR. | CEO | 5960307 |
| BURT, STEPHEN M | PRESIDENT | 2679117 |
| CAPITMAN, ANDREW WILLIAM | MANAGING DIRECTOR | 2321386 |
| JANCOVIC, GIZELLE MARIE | CHIEF COMPLIANCE OFFICER | 5654006 |
| LU, DAVID HAI GE | MANAGING DIRECTOR | 3069820 |
| MOON, STEVEN JAE-HO | MANAGING DIRECTOR | 4860246 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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