Timothy M. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael Murphy, who also goes by Tim M. Murphy, Timothy M Murphy, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2011. Timothy had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2022 - March 17, 2026
CONNECT FINANCIAL ADVISORS
March 10, 2021 - August 15, 2022
DFPG INVESTMENTS, LLC
May 24, 2018 - February 17, 2021
ARS INVESTMENT ADVISORS, INC.
May 19, 2014 - April 5, 2019
ALLEGIS INVESTMENT SERVICES, LLC
December 12, 2012 - June 14, 2018
ALLEGIS INVESTMENT ADVISORS, LLC
June 16, 2011 - June 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONNECT FINANCIAL ADVISORS
CRD#: 321212 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 830 |
| AUM (Assets Under Management) | $ 66,758,952 |
Red Flags
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