Marc G. Gagni

GAGNI WEALTH MANAGEMENT LLC

San Antonio, TX 78257

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CRD#: 5898172

Professional summary

Marc G Gagni is a registered financial advisor currently at GAGNI WEALTH MANAGEMENT LLC located in San Antonio, Texas and MARIDEA WEALTH MANAGEMENT located in San Antonio, Texas.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Marc has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Licensed insurance agent; Not investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2. Gagni Ventures Management Company LLC; Investment Related; Private Residence; management company that manages an LP and reviews potential private investments; Owner; January 2019; Spends less than 8 hours per month in this role. 3. Mr. Gagni serves as an Investment Advisor Representative ("IAR") for Gagni Wealth Management LLC since 01/2014 and with Maridea Wealth Management LLC since 08/2024. This dual registration is strictly for transitional purposes only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc G Gagni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2014 - Present

GAGNI WEALTH MANAGEMENT LLC

Office #1: 17806 Ih 10 Ste. 300, San Antonio, TX 78257

RIA

CRD#: 169527

San Antonio, TX

Current

August 12, 2024 - Present

MARIDEA WEALTH MANAGEMENT

Office #1: 17806 Ih 10 Ste 300, San Antonio, TX 78257

RIA

CRD#: 325523

San Antonio, TX

Past

February 14, 2013 - December 31, 2013

SPC

RIA

CRD#: 110692

SAN ANTONIO, TX

Past

February 14, 2013 - January 7, 2014

PARKLAND SECURITIES, LLC

CRD#: 115368

SAN ANTONIO, TX

Past

August 10, 2011 - February 19, 2013

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIDEA WEALTH MANAGEMENT

CRD#: 325523 / SEC#: 801-129360

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/9/2011

General Securities Representative Examination

Current Firm

MARIDEA WEALTH MANAGEMENT

CRD#: 325523 / SEC#: 801-129360

RIA

Registered Investment Advisory firm - (1/31/2024 Approved)

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Contact information

Main Address

25 Kent Avenue Suite 401, Brooklyn, NY 11249

Mailing Address

Phone number

(347) 289-5227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/13/2025)

Regulatory assets under management

Total Number of Accounts	2,509
AUM (Assets Under Management)	$ 469,226,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marc G. Gagni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc G Gagni's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARIDEA WEALTH MANAGEMENT

SPC

PARKLAND SECURITIES, LLC

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MARIDEA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2012

Series 63

Date: 7/29/2011

Series 7

Date: 8/9/2011

Current Firm

MARIDEA WEALTH MANAGEMENT

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIDEA WEALTH MANAGEMENT

TRUST BUT VERIFY

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