Daniel C. Johnson
THE WEALTH CONSERVATORY
WINSTON SALEM, NC 27101
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CRD#: 5898101
Professional summary
Daniel Calhoun Johnson III, CFP® is a registered financial advisor currently at THE WEALTH CONSERVATORY located in Winston Salem, North Carolina.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Daniel has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Core Areas of Focus
Baby Boomers
Fixed Fee (Subscription
Retainer
etc.)
Generation X
High Net Worth Client Needs
Investment Advice with Ongoing Management
Real Estate Investments
Biography
Before starting RE|Focus Financial Planning, Daniel spent 7 years with Parsec Financial, a fee-only financial planning firm based in Asheville, NC. In 2017, he relocated from Asheville to Winston-Salem, NC with his family to lead the opening of a new office. During his time with Parsec, he worked with over 140 different households, some of which were just starting their financial journey and others in which he was helping transition $20+ million of family assets. Daniel holds a BS in Accounting from the University of North Carolina at Asheville as well as an MBA from East Carolina University. Daniel is a CFP® professional and has also been actively involved in NAPFA (National Association of Personal Financial Advisors) for the past 5 years, serving as the chair of NAPFA Genesis, and a past member of the South Region Board.
Question & Answer
What are your service offerings?
Budgeting
Small Business Planning
Comprehensive Financial Planni...
Investment Planning
Education Planning
Retirement Planning
Estate Planning
Business Succession Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Calhoun Johnson III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
December 16, 2024 - Present
THE WEALTH CONSERVATORY
Office #1: 50 Cemetery Street Suite 100, Winston Salem, NC 27101RIA
CRD#: 115932
WINSTON SALEM, NC
Past
February 9, 2021 - December 13, 2024
REFOCUS FINANCIAL
RIA
CRD#: 312259
WINSTON-SALEM, NC
Past
August 19, 2013 - February 2, 2021
PARSEC FINANCIAL
RIA
CRD#: 104919
ASHEVILLE, NC
Past
May 27, 2011 - July 17, 2012
CREDIT UNION INVESTMENT SERVICES
RIA
CRD#: 144871
WILSON, NC
Past
April 7, 2011 - July 17, 2012
SECU BROKERAGE SERVICES
BD
CRD#: 19899
WILSON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
THE WEALTH CONSERVATORY
COMPREHENSIVE PLANNING ASSOCIATES | THE WEALTH CONSERVATORY | COMPREHENSIVE PLANNING ASSOCIATES, INC.
CRD#: 115932 / SEC#: 801-132219
RIA
Registered Investment Advisory firm - (3/20/2025 Approved)California
Registered Investment Advisory firm - (1/29/2026 Termination Requested)Missouri
Registered Investment Advisory firm - (1/29/2026 Terminated)New Hampshire
Registered Investment Advisory firm - (2/4/2026 Terminated)Texas
Registered Investment Advisory firm - (1/29/2026 Terminated)Vermont
Registered Investment Advisory firm - (1/30/2026 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/16/2024)
IAR
Missouri(12/16/2024)
IAR
New Hampshire(12/16/2024)
IAR
North Carolina(3/20/2025)
IAR
Texas(12/16/2024)
IAR
Vermont(12/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
THE WEALTH CONSERVATORY
COMPREHENSIVE PLANNING ASSOCIATES | THE WEALTH CONSERVATORY | COMPREHENSIVE PLANNING ASSOCIATES, INC.
CRD#: 115932 / SEC#: 801-132219
RIA
Registered Investment Advisory firm - (3/20/2025 Approved)California
Registered Investment Advisory firm - (1/29/2026 Termination Requested)Missouri
Registered Investment Advisory firm - (1/29/2026 Terminated)New Hampshire
Registered Investment Advisory firm - (2/4/2026 Terminated)Texas
Registered Investment Advisory firm - (1/29/2026 Terminated)Vermont
Registered Investment Advisory firm - (1/30/2026 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 School Street, Lebanon, NH 03766
Mailing Address
P.o. Box 1135, Lebanon, NH 03766
Phone number
(800) 472-1844
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 369 |
| AUM (Assets Under Management) | $ 117,386,664 |
Red Flags
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